Meeting Prep
Document Checklist
Below are a list of documents that can help in the creation of your wealth management plan. Please provide all documents that have been indicated by a check mark.
PLEASE BRING AS MUCH OF THE BELOW DOCUMENTS AS YOU CAN:
- Personal Assets and Investments
- Bank Statements: Savings and Checking
- Investment Statements
- Stock Options and Stock Purchase Plan Agreements
- Other Personal Assets and Investments
- Insurance and Annuity Statements
- Life Insurance Policies
- Long-Term Disability Policies
- Long-Term Care Policies
- Annuity Statements
- Other Policies
- Liability Statement
- Mortgage Statements
- Home Equity Loan Statements
- Other Loan Statements (i.e., Margin, Auto, Education, etc.)
- Retirement Statements
- Company Pension Plan Statements
- 401(k)/403(b) Plan Statements
- SEPs/SIMPLE/Keogh Statements
- IRA/Roth IRA Statements
- Social Security Earnings and Benefits Estimate Summary
- Summary Plan Description from Employer Provided Benefits
- Tax Documents
- Loan documents
- Tax Return for latest year
- W-2 and recent pay stub
- Estimated Yearly Taxes
- Other
- Estate Planning Documents
- Summary of Will
- Living Will
- Durable Powers of Attorney
- Health Care Proxies
- Living Trusts or other Trust documents
- Business
- Buy-Sell Agreements
- Stock/Option/Bonus Plans
- Employee Benefits Plans
- Other
Coe Financial Group and its Financial Advisors do not provide tax or legal service. Consult your personal tax advisor or attorney for matters involving taxation and tax planning and your attorney for matters involving personal trusts and estate planning.